Documents Required

1. Entity Information:

   • Legal Name: Provide the full legal name of the entity as registered in official records.
   • Legal Form: Specify the legal structure or form of the entity (e.g., corporation, partnership, trust).
   • Registered Address: Provide the official address of the entity's registered office or principal place of business.
   • Jurisdiction of Incorporation: Specify the country or jurisdiction where the entity is incorporated or registered.

2. Identification Information:

   • Registration Number: Provide the unique registration or identification number assigned to the entity by regulatory authorities (e.g., company registration number, tax ID).
   • Other Identifiers: Include any additional identification numbers or codes associated with the entity, if applicable.

3. Ownership and Control Information:

   • Ownership Structure: Provide details about the ownership structure of the entity, including information about major shareholders, partners, or trustees.
   • Control Information: Specify who controls or manages the entity, including key executives or decision-makers.

4. Authorized Signatory Information:

   • Name of Authorized Signatory: Provide the name of the person authorized to sign the LEI application on behalf of the entity.
   • Contact Information: Include the contact details (address, phone number, email) of the authorized signatory.

5. Purpose of Obtaining LEI:

   • Explain the purpose or reason for obtaining the LEI certificate. This could include engaging in financial transactions, complying with regulatory requirements, participating in financial markets, etc.

6. Proof of Legal Existence:

   • Business Registration Certificate: Provide a copy of the official business registration certificate or equivalent document issued by government authorities.
   • Articles of Incorporation/Association: Include copies of the entity's articles of incorporation (for corporations) or articles of association/partnership agreement (for partnerships and associations).
   • Trust Deed (if applicable): If the entity is a trust, provide a copy of the trust deed or declaration of trust.

7. Authorization Letter (if applicable):

   • If the application is submitted by an authorized representative or third-party agent on behalf of the entity, include an authorization letter signed by an authorized officer of the entity.

8. Payment Confirmation:

   • Provide proof of payment of the required fees for obtaining the LEI certificate. This may include a payment receipt, transaction confirmation, or bank statement.

9. Other Supporting Documents:

   • Depending on the specific requirements of the LEI issuer, you may need to provide additional documents such as organizational charts, director/shareholder lists, financial statements, etc.